Description : The business in Stock Markets and other securities markets is regulated - (1) Securities and Exchange Board of India (2) Sole Trade and Exchange Bank of India (3) State and Exchange Bank of India (4) Stock and Exchange Bank of India
Last Answer : (1) Securities and Exchange Board of India Explanation: As per the Securities and Exchange Board Of India (SEBI) Act, 1992, SEBI is responsible for protecting the interests of investors in ... is the duty of SEBI to regulate the business in stock exchanges and any other securities markets.
Description : Which of the following apex body and regulators has asked banks to swap customer related information so that the frauds and defaults may be prevented in future? (A) Bombay Stock Exchange (BSE) (B) Indian Banks ... (IBA) (C) Securities Exchange Board of India (SEBI) (D) Reserve Bank of India (RBI)
Last Answer : Answer: Reserve Bank of India (RBI)
Description : The basic aim of Securities and Exchange Board of India (SEBI) is to- (A) Develop an effective and efficient monitoring and control system for the Indian Capital Market (B) To help Bombay Stock Exchange ... To help National Stock Exchange of India Ltd. only (D) To help OTC Exchange of India only
Last Answer : Answer: Develop an effective and efficient monitoring and control system for the Indian Capital Market
Description : Which of the following is done at a Stock Exchange? (1) Commodities are bought and sold at wholesale price (2) Commodities are bought and sold at retail price (3) Securities are bought and sold (4) None of these
Last Answer : (3) Securities are bought and sold Explanation: A stock exchange or bourse is an exchange where stock brokers and traders can buy and/or sell stocks (also called shares), bonds, and ... of securities and other financial instruments, and capital events including the payment of income and dividends.
Description : Which of the following is done at a Stock Exchange ? (1) Commodities are bought and sold at wholesale price (2) Commodities are bought and sold at retail price (3) Securities are bought and sold (4) None of these
Last Answer : Securities are bought and sold
Description : The capital issues of public limited companies are subject to guidelines issued by– (A) Reserve Bank of India (B) Central Government (C) Central Bank of India (D) Securities & Exchange Board of India (SEBI)
Last Answer : Answer: Securities amp; Exchange Board of India (SEBI)
Description : SMERA has been registered under _______ A. Securities and Exchange Board of India Act, 1992 B. Reserve Bank of India Act, 1934 C. Banking Regulation Act, 1949 D. Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999 E. None of these
Last Answer : D. Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999 Explanation: SMERA has been registered under Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999.
Description : A Credit Bureau is governed by _________ A. Securities and Exchange Board of India Act, 1992 B. Reserve Bank of India Act, 1934 C. Banking Regulation Act, 1949 D. Securities and Exchange ... of India (Credit Rating Agencies) Regulations, 1999 E. Credit Information Companies (Regulation) Act of 2005
Last Answer : E. Credit Information Companies (Regulation) Act of 2005 Explanation: A Credit Bureau is governed by the Credit Information Companies (Regulation) Act of 2005.
Description : Which of the following subjects does not figure in the Concurrent List of our Constitution? (1) Stock Exchanges and futures markets (2) Protection of wild animals and birds (3) Forests (4) Trade unions
Last Answer : (1) Stock Exchanges and futures markets Explanation: The Concurrent List or List-Ill is a list of 47 items given in Part XI of the Constitution of India, concerned with relations between the Union and States. Stock exchanges and futures markets come under the Union List.
Description : Which of the following subjects does not figure in the Concurrent List of our Constitution ? (1) Stock Exchanges and futures markets (2) Protection of wild animals and birds (3) Forests (4) Trade unions
Last Answer : Stock Exchanges and futures markets
Description : Regulated markets aim at the development of the marketing structure to - (1) widen the price spread between the producer and the consumer (2) narrow down the price spread between the producer ... non-functional margins of the traders (4) maximize the non-functional margins of the commission agents
Last Answer : (2) narrow down the price spread between the producer and the consumer Explanation: Regulated markets aim at the development of marketing structures to ensure remunerative prices to the producers and to ... the consumer. It also aims at reducing the non-functional margins of the commission agents.
Description : Regulated markets aim at the development of the marketing structure to (1) widen the price spread between the producer and the consumer (2) narrow down the price spread between the producer and ... non-functional margins of the traders (4) maximise the non-functional margins of the commission agents
Last Answer : narrow down the price spread between the producer and the consumer
Description : Where is the Securities and Exchange Board of India located? -Do You Know?
Last Answer : answer:
Description : Securities and Exchange Board of India (SEBI) was formed in what year ?
Last Answer : Securities and Exchange Board of India (SEBI) was formed in 1988 .
Description : Explain the following concept: Securities and Exchange Board of India (SEBI)
Last Answer : Explain the following concept: Securities and Exchange Board of India (SEBI)
Description : Securities Appellate Tribunal is a/an __________ established under the provisions of Section 15K of the Securities and Exchange Board of India Act, 1992 A. Constitutional body B. Advisory body C. non-statutory body D. Statutory body E. None of the Above
Last Answer : D. Statutory body Explanation: Securities Appellate Tribunal is a statutory body established under the provisions of Section 15K of the Securities and Exchange Board of India Act, 1992 to hear and dispose of appeals against orders passed by the Securities and Exchange Board of India.
Description : Which Stock Exchange was the first to introduce a transparent, screen-based trading system in the wholesale debt market including govt. securities in 1994 ? (A) Bombay Stock Exchange (B) Delhi Stock Exchange (C) National Stock Exchange (D) Jaipur Stock Exchange
Last Answer : Answer: National Stock Exchange
Description : All of the following are represented to the Financial Reporting Standards Council, except: a. Securities and Exchange Commission b. Bureau of Internal Revenue c. Commission on Higher Education d. Board of Accountancy
Last Answer : Commission on Higher Education
Description : The following are represented both to the Financial Reporting Standards Council (FRSC) and Auditing and Assurance Standards Council (AASC), except: a. Bangko Sentral ng Pilipinas b. Securities and Exchange Commission c. Bureau of Internal Revenue d. Board of Accountancy
Last Answer : Bureau of Internal Revenue
Description : What is referred to as "Depository Services"? (1) A new scheme of fixed deposits (2) A method of regulating stock exchanges (3) An agency for safe-keeping of securities (4) An advisory service to investors
Last Answer : (3) An agency for safekeeping of securities Explanation: A Central Securities Depository (CSD) is an organization holding securities either in certificated or uncertificated (dematerialized ... : Demat accounts; dematerialization; rematerialization; transfer of securities; and pledge services.
Description : What is referred to as 'Depository Services'? (1) A new scheme of fixed deposits (2) A method for regulating stock exchanges (3) An agency for safe-keeping of securities (4) An advisory service to investors
Last Answer : (3) An agency for safekeeping of securities Explanation: It is a service offered by a securities depository under which the depository maintains book accounts recording the ownership of securities held on behalf of the depository's participants, for eligible securities.
Description : What is referred to as ‘Depository Services’ ? (1) A new scheme of fixed deposits (2) A method for regulating stock exchanges (3) An agency for safe-keeping of securities (4) An advisory service to investors
Last Answer : An agency for safe-keeping of securities
Description : What is referred to as “Depository Services” ? (1) A new scheme of fixed deposits (2) A method of regulating stock exchanges (3) An agency for safe-keeping of securities (4) An advisory service to investors
Description : If the Japanese yen depreciates against other currencies in the exchange markets, this will: A. Have no effect on the Japanese balance of trade B. Tend to worsen the Japanese balance of trade C. Tend to improve the Japanese balance of trade D. None of the above
Last Answer : A. Have no effect on the Japanese balance of trade
Description : Which one of the following statements is false ? (A) The Open Market Operations involve the sale or purchase of govt. securities by the Central Bank (B) The RBI manages longterm liquidity through ... change the proportion of govt. securities held by the RBI, Commercial Banks and Co-operative Banks
Last Answer : Answer: The RBI manages longterm liquidity through rapos
Description : Which of the following constitutes Foreign Direct Investment? A. A speculator trying to make a profit by buying company shares on a foreign stock exchange. B. A UK energy company buying territory ... D. A company signing an agreement with a wholesaler to distribute its products in foreign markets.
Last Answer : A tourist purchasing foreign currency to spend on a holiday abroad.
Description : Auditing of accounts is compulsory for– (A) Sole proprietary business (B) Partnership firms (C) Joint Stock Companies (D) None of the above
Last Answer : Answer: Sole proprietory business
Description : The oldest form of business organization is ______. A. Partnership. B. sole proprietorship. C. joint stock company. D. co-operative undertaking.
Last Answer : B. sole proprietorship.
Description : What is cross rate ? (A) A rate of exchange derived from central bank (B) A rate of exchange between two currencies, other than those that form a market's principal rates (C) A rate of ... for buying currencies (D) A rate of exchange quoted by a dealer in foreign exchange for selling currencies
Last Answer : Answer: A rate of exchange between two currencies, other than those that form a markets principal rates
Description : If he Central Bank wants to encourage an increase in the supply of money and decrease in the cost of borrowing money, it should - (1) lower cash reserve ratio (2) raise discount rates (3) sell government securities (4) All of the above
Last Answer : (1) lower cash reserve ratio Explanation: When the Central Bank of a country intends to increase money supply, it should lower the Cash Reserve Ratio. A decrease in CRR helps the commercial banks to ... the amount of Bank deposits and they will lend more as they have more amount as their reserve.
Description : If the Central Bank wants to encourage an increase in the supply of money and decrease in the cost of borrowing money, it should (1) lower cash reserve ratio (2) raise discount rates (3) sell government securities (4) All of the above
Last Answer : lower cash reserve ratio
Description : In India, which is regulated by the forward Markets Commission? -Do You Know?
Description : In India, which is regulated by the forward Markets Commission?
Last Answer : Commodities Futures Trading
Description : An extensive understanding of the client's business and industry and knowledge about the company's operations are essential for doing an adequate audit. For a new client, most of this information is obtained ... . From the predecessor auditor. c. From the permanent file. d. At the client's premises
Last Answer : At the client's premises
Description : An extensive understanding of the client's business and industry and knowledge about the company's operations are essential for doing an adequate audit. For a new client, most of this information is obtained ... From the predecessor auditor. c. From the permanent file. d. At the client's premises.
Last Answer : At the client's premises.
Description : Why not tax some of the meag-trillion dollars generated the derivatives and exotic securities markets to pay for the deficit?
Last Answer : answer:It’s that what capital gains tax is about? http://en.wikipedia.org/wiki/Capital_gains_tax
Description : In the Capital market, the term arbitrage is used with reference to ______ A. Purchase of securities to cover the sale B. Sale of securities to reduce the loss on purchase C. Simultaneous purchase ... of securities to make profits from price D. Variation in different markets E. None of the Above
Last Answer : C. Simultaneous purchase and sale of securities to make profits from price Explanation: Arbitrage is the simultaneous purchase and sale of an asset to profit from a difference in the price. ... on different markets or in different forms. Arbitrage exists as a result of market inefficiencies.
Description : ________ are financial markets for the buying and selling of long-term debt or equity-backed securities. A. Bullion Market B. Capital Market C. Money Market D. All of the Above E. None of the Above
Last Answer : B. Capital Market Explanation: Capital market is a market where buyers and sellers engage in trade of financial securities like bonds, stocks, etc
Description : The trading of a public company’s stock or other securities like bonds or stock options by individual with possession of material, non-public information about the security is called- (a) Insider trading (b) online trading (c) offline trading (d) direct trading
Last Answer : A. INSIDER TRADING
Description : The market for auditing services is driven by a. Congress at the state level b. A demand by external users of financial statements c. The regulatory authority of the Securities and Exchange Commission d. Pronouncements issued by the Auditing Standards and Practices Council
Last Answer : A demand by external users of financial statements
Description : The term Capitalization is used in relation to ______. A. sole-proprietorship. B. Partnership. C. joint stock companies. D. co-operative societies
Last Answer : C. joint stock companies.
Description : IFCI has been converted into a________. A. joint stock company. B. co-operative society. C. partnership firm. D. sole proprietorship.
Last Answer : A. joint stock company.
Description : What is the relationship among Exchange rate, Trade balance, FII & FDI investments and stock market returns?
Last Answer : answer:Anyone investing in a foreign economy needs to anticipate change in currency exchange rate when trying to determine an expected rate of return. If one predicts a market will return 10%, but the ... have a direct impact on exchange rate or stock market returns, but has an influential impact.
Description : How is it when I want to sell used things on the stock exchange. I need a food. blade? Thank you
Last Answer : If you sell your items that are useless, or your collection of something, you don't need them. If you want to buy and resell things and make a living from it, you have to have a trade, just like any other sale.
Description : Do brokers trade stock on the New York Stock Exchange?
Last Answer : Yes, brokers trade stock on the New York Stock Exchange, as well as the Chicago Stock Exchange.
Description : How do I trade on the Australian stock exchange?
Last Answer : Learn more about the Australian Securities Exchange at http://en.wikipedia.org/wiki/Australian_Securities_Exchange. There are no specific steps that need to be taken to trade on the ASE, simply use a company that deals with that specific market (i.e. Etrader).
Description : The Stock Exchange, United Airlines and The Wall Street Journal experience computer glitches almost simultaneously 7-8-15. Is the US experiencing a cyber assault?
Last Answer : Nope. Simultaneity is not correlation and is not causation or connectedness. And the stock market was open all day yesterday, it was one exchange out of dozens that was offline.
Description : "Wall Street" is the name of the : (1) Stock Exchange of New York (2) Indian Township in Washington (3) Super market in Munthai (4) Stock Exchange of kolkata
Last Answer : (1) Stock Exchange of New York Explanation: Wall Street, a 1.1 km street in the Financial District of lower Manhattan, New York City, is home to the world's two largest stock exchanges by ... become a metonym for the financial markets of the United States as a whole, the American financial sector.
Description : “Wall Street” is the name of the : (1) Stock Exchange of New York (2) Indian Township in Washington (3) Super market in Mumbai (4) Stock Exchange of kolkata
Last Answer : Stock Exchange of New York
Description : Existing accountant, as defined in the Code of Ethics, means a. A professional accountant employed in industry, commerce, the public sector or education. b. Those persons who hold a valid ... a position similar to that of a partner and each staff in a practice providing professional services
Last Answer : A professional accountant in public practice currently holding an audit appointment or carrying out accounting, taxation, consulting or similar professional services for a client.